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3. On the Origins of Dactylic Hexameter
This proposal entails that the original hexameter must have operated on an inherited principle of isosyllabism (as still maintained by Alkaios). Since a pher3d consists of 16 syllables, this conjectured prototype of Greek epic verse matches the syllable-count of the śloka, the basic unit of Indic epic versification. (By origin, the śloka is composed of two 8-syllable Anuṣṭubh verses.)
1̄̆ 2̄̆ | 3̄ 4̆ 5̆ | 6̄ 7̆ 8̆ | 9̄ 10̆ 11̆ | 12̄ 13̆ 14̆ | 15̄ 16̄̆ |
1st | 2nd | 3rd | 4th | 5th | 6th feet |
The testing of this formula on vast numbers of dactylic hexameters and iambic trimeters led Allen to his theory that ictus in Greek verse coincides with stress in the Greek language. [5] Clearly, the dictum applies: the dynamics of {52|53} poetic language, whether or not they are still dependent on the natural language, nevertheless originate from the actual grammatical rules of the latter. [6]
–̣ ⏔ –̣ ⏔ –̣ ⏑ || ⏑ –̣ ⏔ –̣ ⏔ –̣ ⏓ (with trochaic caesura)
–̣ ⏔ –̣ ⏔ –̣ ⏔ –̣ || ⏔ –̣ ⏔ –̣ ⏓ (with hephthemimeral caesura) {53|54}
At this point, we must add a modification based on Allen’s theory: whereas the verse-final pattern –̣ ⏑ ⏑ || –̣ ⏔ –̣ ⏓ conforms to the ictus-rhythm, any corresponding spondaic type – –̣ || –̣ ⏔ – ⏓ upsets ictus-rhythm. The ictus in this instance is forced into the second part of the foot. Accordingly, of plurisyllabic Homeric words with heavysyllable final, only about 7% end with the 4th foot, as opposed to over 50% of plurisyllabic words ending in a dactyl. [9] As for the 5th foot, the apparent innovation of substituting a long for two shorts has had the least effect—a sign of archaism that we might expect from the ending of the verse. But even in the 5th foot, the spondaic incursion is significant enough to leave one spondee for every twenty dactyls. By contrast, a spondaic-final word that ends with the 5th foot is practically nonexistent, with only three certain instances in the whole Homeric corpus. [10] In the 2nd foot as well, the frequency of spondaic word-ending is extremely low: of plurisyllabic words with heavy final, only about 2.6% end with the 2nd foot—this despite the {54|55} fact that spondees are even more common in the 2nd foot than in the 4th. [11] In sum, spondees may occur in every foot of the hexameter, but spondaic word-endings cannot normally coincide with foot-endings. According to Allen’s theory, this constraint helps avoid disruption of the ictus-rhythm in the verse.
If we allow for the replacement of 1̄̆ 2̄̆ by 1̄ 2̄ or 1̄ 2̆ 2̆½ and the optional replacement of – ⏑ ⏑ by – – anywhere from slots 3 through 14, then our pher3d schema is an adequate means of describing the epic hexameter. For the present, of course, it remains just that and nothing more.
… 3̄ ||, trithemimeral caesura
… 6̄ ||, penthemimeral caesura
… 7̄ ||, trochaic caesura
… 9̄ ||, hephthemimeral caesura
… 11̆ ||, bucolic diaeresis
Of course, some of these word-breaks are more important than others, and the occurrences of each vary from hexameter to hexameter in any given epic text. Only the penthemimeral and trochaic caesuras approach the status of invariables, with one or the other occurring in about 99% of Homeric hexameters. Beyond these two, the figures drop sharply. The next most common type of word-break, the bucolic diaeresis, occurs in about 60% of Homeric hexameters. [15] The dynamics of these various patterns have been the subject of much fruitful study leading to a {56|57} refined appreciation of epic meter and its relation to diction, [16] but there has been no successful application to “a problem like that of the aetiology of a complicated metrical form.” [17] Perhaps the word-breaks do tell us something about the origins of epic hexameter, but it is difficult to understand such regular variations as the one between the penthemimeral and trochaic caesuras. Are we to suppose that the hexameter was partially built from smaller metrical units shaped either ⏓ ⏓ – ⏑ ⏑ – or ⏓ ⏓ – ⏑ ⏑ – ⏑? Even if it were so, how would we explain the metrical sequences that follow these shapes in hexameter? Presumably, we would have to divide ⏑ ⏑ – ⏑ ⏑ – ⏑ ⏑ – ⏓ and ⏑ – ⏑ ⏑ – ⏑ ⏑ – ⏓ into smaller units with shapes depending on whether the next word-break is a hephthemimeral caesura or a bucolic diaeresis. And what about those instances in hexameter where both occur? In aword, the problems are endless if we assume that the five major word-breaks of hexameter mark the junctures of smaller meters. As an alternative, I will apply Parry’s theory that these word-breaks mark the junctures of formulas.
penthemimeral caesura – ⏔ – ⏔ ⏑͎ || ⏔ – ⏔ – ⏔ – ⏓
hephthemimeral caesura – ⏔ – ⏔ – ⏔ ⏑͎ || ⏔ – ⏔ – ⏓
bucolic diaeresis – ⏔ – ⏔ – ⏔ – ⏑ ⏑͎ || – ⏔ – ⏓
These metrical irregularities, Parry noticed, result from formulaic juxtapositions. As a random selection of respective examples, consider the following sets of Homeric hexameters. In the first member of each set, there is a metrical irregularity caused by juxtaposition of a formula. In the second member, we see the same formula juxtaposed in a metrically regular context.
vs. metrically regular
μεccηγὺc || Τεvέδοιο καὶ ʼ ́Ιμβρου παιπαλοέccηc (N 33)
vs. metrically regular
θώρηκοc γύαλον||διὰδ’ ἔπτατο πικρὸc ὀιcτόc (E 99)
vs. metrically regular
ἑξῆμαρ μὲν ὁμῶc πλέομεν||νύκταc τε και ἦμαρ (κ 80, etc.) {58|59}
vs. metrically regular
λαῶν οἵ οἱ ἕποντο||Τρίκηc ἐξ ἱπποβότοιο (Δ 202)
vs. metrically regular
τρὶc μὲν μερμήριξε κατὰ φρένᾳκαὶ κατὰ θυμόν (Θ 169)
I must stress that the process of formulaic juxtaposition is a basic feature of Greek epic versification, [19] not some sort of deviation from normal techniques. More often than not, this process may be expected to maintain instead of disturb metrical regularity. Where lapses do occur, we are dealing simply with minor faults within the larger framework of a metrically workable system. Accordingly, the second members of the sets listed above should not be viewed as models upon which the first members were imperfectly patterned. Both members of each set are formulaically regular. Each first member is cognate with the second, not derived from it. Here we have the essence of an important yet elusive aspect of Parry’s theory, which I would rephrase as follows: formulaic regularity takes precedence over metrical regularity. [20] Occasionally, formulaic regularity is achieved at the expense {59|60} of metrical regularity, and the first member of each set above is simply meant to serve as illustration of this hierarchy. The point remains that the poet does not create metrical licenses: he merely inherits them by virtue of inheriting the formulas with which he composes. [21] When we observe the “striking contrast between the care lavished on the inner metrics of the formulae and the indulgence extended to metrical faults at their junctures with other words or formulae,” [22] we must keep in mind that this “indulgence” is an archaism, not an innovation.
Such original placements, I will argue, would have led to the generalization of word-break patterns after slot 7 (trochaic caesura), after slot 9 (hephthemimeral caesura), and after slot 11 (bucolic diaeresis).
– ⏑ ⏑ – ⏓ = pher minus Aeolic base
vs.
A … ὑπέλυcε δὲ γυῖα# (Ο 581, etc.)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher {62|63}
Such formulas are functional variants in Homeric diction, as we may see from the formal mirroring of the above expressions in the mediopassive voice: [27]
– ⏑ ⏑ – ⏓ = pher minus Aeolic base
vs.
A … ὑπελύντο δὲ γυῖα# (Π 341)
⏑ ⏑ –⏑ ⏑ – ⏓ = pher
– ⏑ ⏑ – ⏓
Among Adonic formulas shared by segments A’ and B’ of epic hexameter, there is one important restriction: B’ accommodates formulas shaped – ⏑ ⏑ – ⏑ but screens out those shaped – ⏑ ⏑ – –. In other words, formulas shared by A’/B’ have an overt short at slot 7 (⏑) and a latent short at slot 16 (⏓). From Hainsworth’s tables, [28] I cite the following list of Homeric formulas which occur in both {63|64} segments A’ and B’. At the right of each formula is the number of Homeric occurrences in the A’ and B’ positions respectively:
αἷμα κελαινόν | 6:4 | ἱερὰ καλά | 3:4 |
αἴcιμα πάντα | 2:1 | ἴφια μῆλα | 10:3 |
ὀξὺν ἄκοντα | 1:3 | νῆα μέλαιναν | 14:4 |
ἄνδρα ἔκαcτον | 9:1 | νηυcὶ θοῇcι | 4:5 |
θεῖοc ἀοιδόc | 11:1 | νύκτα μέλαιναν | 5:1 |
θεῖον ἀοιδόν | 11:1 | αἴθοπα οἶνον | 16:2 |
γαῖα μέλαινα | 5:1 | αἰπὺc ὄλεθροc | 23:2 |
πατρίδα γαῖαν | 62:1 | αἰπὺν ὄλεθρον | 23:2 |
ὀξέϊ δουρί | 13:3 | λυγρὸc ὄλεθροc | 12:4 |
ὀξέα δοῦρα | 13:3 | λυγρὸν ὄλεθρον | 12:4 |
ἤματα πάντα | 26:4 | τεύχεα καλά | 10:7 |
πᾶcι θεοῖcι | 12:2 | καμπύλα τόξα | 5:2 |
Among these formulas shaped – ⏑ ⏑ – ⏑, the proportion of occurrences in segments A’ vs. B’ suggests that the primary locus of diffusion was in the verse-ending, A’. In some instances, we may even find grammatical proof of A’-provenience. For example, the archaic neuter dual adjective φαεινώ (⏑ – –) in the verse-final formula ὄccε φαεινώ# (N 3 etc.) is switched to an innovated neuter plural φαεινά (⏑ – ⏑) in the corresponding formula which appears before the trochaic caesura, ὄccε φαεινά || (N 435)—this despite the fact that the substantive ὄccε remains a neuter dual. [29]
ἄλγεα πολλά | 2 | θερμὰ λοετρά | 2 |
ἄλκιμον ἔγχοc | 8 | ἴκμενον οὖρον | 3 |
ἕβδομον ἦμαρ | 2 | πῦρ ἀίδηλον | 2 |
λʽcτία λευκά | 2 | ἄξιον ὦνον | 2 |
On the basis of such evidence, I am reluctant to rule out at least the possibility that some complete or partial pher formulas were originally restricted to the opening of the pher3d meter. {65|66} Of course, there are also a vast number of formulas shaped – ⏑ ⏑ – ⏑ that are restricted to the ending of the hexameter. Consider the following list of Homeric formulas that occur in A’ but never in B’: [32]
πατρὶc ἄρουρα | 3 | κῆρα μέλαιναν | 17 |
φαίδιμα γυῖα | 7 | καλὰ πέδιλα | 12 |
μείλινον ἔγχοc | 6 | νήπια τέκνα | 14 |
ὄβριμον ἔγχοc | 13 | νώροπα χαλκόν | 5 |
What follows is a list of examples, [33] with the number of Homeric a vs. b occurrences at the right:
βέλοc ὠκύ | 2:5 | φίλον ἦτορ | 32:4 |
γάλα λευκόν | 1:1 | ξίφοc ὀξύ | 6:7 |
δύο δοῦρε | 5:2 | μέλαν αἷμα | 3:3 |
μέθυ ἡδύ | 6:3 | κλέοc ἐcθλόν | 2:5 |
Again, we also find formulas shaped ⏑ ⏑ – ⏑ which occur in section b to the exclusion of a, such {66|67} as [34]
ἄορ ὀξύ | 3 | λιγὺc οὖροc | 2 |
μέγα τεῖχοc | 5 | πατέρ’ ἐcθλόν | 6 |
θοὸν ἅρμα | 2 | cτατὸc ἵπποc | 2 |
πρόπαν ἦμαρ | 10 | κλέοc εὐρύ | 7 |
or in section a to the exclusion of b, such as [35]
μένοc ἠύ | 6 | μέγα ἄcτυ | 2 |
ὄροc αἰπύ | 4 | μέγα λαῖτμα | 2 |
ταχὺc υἱόc | 2 | βροτὸc ἄλλοc | 6 |
κακὸν ἦμαρ | 7 | βροτὸν ἄλλον | 6 |
There remains the task of motivating the functional variant of the trochaic caesura in epic hexameter, namely the penthemimeral caesura (word-break after slot 6). I propose that this pattern arose from the accommodation of formulas shaped pherd, specifically ⏑ ⏑ – ⏑ ⏑ –⏑ ⏑ – ⏓ = bracket C: {67|68}
Consider the following sets of A vs. C formulas lodged in the endings of Homeric hexameters:
⏑ ⏑ – ⏑ – ⏑ – ⏓ = pher
vs.
C … δέπαc οἴcεται ἀμφικύπελλον (Ψ 663, etc.)
A … νέαc ἀμφιέλιccαc# (Ρ 612, etc.)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … νέεc ἤλυθον ἀμφιέλιccαι# (Ν 174, etc.)
A … βοὸc ἀγραύλοιο# (Κ 155, etc.)
⏑ ⏑ – ⏔ – ⏓ = pher
vs.
C … βοὸc ἔρχεται ἀγραύλοιο# (Χ 403)
A … χθονὶ πουλυβοτείρῃ# (Γ 89, etc.)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … χθονὶ πίλνατο πουλυβοτείρῃ” (Ψ 368)
{68|69}
A … χροὸc ἀνδρομέοιο# (Ρ 571, etc.)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … χροὸc ἄμεναι ἀνδρομέοιο# (Φ 70)
Such formulaic intrusions of οἴcεται, ἤλυθον, ἔρχεται, πίλνατο, ἄμεναι in Epic correspond to the metrical intrusions of the dactyl in Lyric, a process that I have called internal expansion. [36]
Although d’ was the model of d from the standpoint of my reconstruction, it is bound to lose any formal distinction from the plain dactyl. From the mechanical standpoint of poetic composition, the d’ of an expanded pher is perceived simply as one of a series of dactyls, with the series framed by ⏓ ⏓ on one side and – ⏓ on the other. It follows from this inherent symmetry that the dynamics of prosody allow for dactylic expansion {69|70} of a formula at either of two junctures rather than at only one:
As we have just seen, alternations between formulas shaped pher and pherd in epic hexameter reveal expansions of the type
In such instances, the formulaic expansions of Epic match the metrical expansion of Lyric. Accordingly, I should also expect epic hexameter to reveal formulaic expansion of the type
For verification, consider the following sets of A vs. C formulas in the endings of Homeric hexameter:
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … μεγαλήτορι ἥνδανε θυμῷ# (Ο 674)
A … περικαλλέα δίφρον# (υ 387)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … περικαλλέα βήcετο δίφρον# (Γ 262)
{70|71}
A … κορυθαίολοc Ἕκτωρ# (passim)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … κορυθαίολοc ἠγάγεθ’ Ἕκτωρ# (Χ 471)
A … Τελαμώνιοc Αἴαc# (passim)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … Τελαμώνιοc ἄλκιμοc Αἴαc# (Μ 349)
A … φύγαδ’ ἔτραπεν ἵππουc# (Θ 257)
⏑ ⏑ – ⏑ ⏑ – ⏓ = pher
vs.
C … φύγαδ’ ἔτραπε μώνυχαc ἵππουc# (Θ 157)
Again, the formulaic expansions with ἥνδανε, βήcετο, ἠγάγεθ’, ἄλκιμοc, μώνυχαc in Epic correspond to metrical expansions with the dactyl in Lyric.
we find an important application to epic meter as well as formula. Let us begin with the obvious. The word-breaking pattern
is a common phenomenon of epic hexameter. Among Homeric words with the shape – –, 41% occur in the 6th foot. [38] By contrast, the word-breaking pattern
is rare. In Books Α Β Γ Δ Ε Ζ Ω α β γ ω, it occurs in only 1% of the hexameters. [39] Notice too that the word-breaking pattern
is even more rare, occurring in only 0.1% of {72|73} Homeric hexameters. In this instance, the constraint against word-breaking is so noticeable that it goes by a name, Hermann’s Bridge. [40] Let us now contrast these rare patterns
… ⏑ ⏑ – ⏑ || ⏑ – ⏑ ⏑ – ⏓
with the common patterns
… ⏑ ⏑ – ⏑ ⏑ || – ⏑ ⏑ – ⏓
I submit that we see here a reflex inherited by hexameter from pher and pherd formulas. A pher formula can be expected to shun the patterns
⏓ || ⏓ – ⏑ ⏑ – ⏓
for the simple reason that dactylic expansion could then result in pherd formulas shaped
besides
I have already discussed this constraint against spondaic word-endings in general terms of ictus. To be more specific now, I note that the innovation of substituting one long for two shorts has significantly pervaded the 4th foot. Spondees occur there with noticeable frequency. Here are statistics from a sample of 12,866 Homeric verses, the first twenty books of the Iliad:
in 2nd foot, 5,171 spondees
in 3rd foot, 1,966 spondees
in 4th foot, 3,849 spondees (!)
in 5th foot, 788 spondees [41]
Thus the proportion of dactyl to spondee in the 4th foot, 2.3 to 1, does not differ appreciably from the overall average for the first four feet of hexameter, which is, 2.6 dactyls to 1 spondee. [42] By contrast, when a word-break occurs after slot {74|75} 11, dactyls (9̄ 10̆ 11̆) outnumber spondees (9̄ 10 =̄ 11) 8 to 1; when there is a clause-break after 11, the figure is even higher, 20 to 1. [43] Where a word shaped … – ⏑ might have ended at 9 10, we find instead a variant shaped … – ⏑ ⏑ covering 9 10 11. I choose my examples from Meister’s collection: [44]
vs.
πτολίπορθοc, etc. elsewhere (passim)
vs.
ἄεθλον, ἄεθλα, etc. elsewhere (ca. 30x)
vs.
Αίτωλόc elsewhere (Δ 527, etc.)
vs.
δαφοινόc, etc. elsewhere (Β 308, etc.)
From such formulaic evidence, I infer that ictus, Hermann’s Bridge, bucolic diaeresis, and the dactyl preceding it are all interlocking phenomena, reflecting an original pherd formulaic structure with dactylic expansion between ⏑ ⏑ and – ⏑ ⏑ – ⏓. The expansion results in the word-breaking pattern … ⏑ ⏑ – ⏑ ⏑ || – ⏑ ⏑ – ⏓ of epic hexameter.
as consistently as the pattern
I propose that the answer lies in the alternative pattern of dactylic expansion, between ⏑ ⏑ – ⏑ ⏑ and – ⏓. The pherd formulas with this shape should yield the following pattern within the meter of pher3d:
The result is a strong precedent for formulas before the bucolic diaeresis which are shaped ⏑ ⏑ – ⏑ ⏑ without necessarily having word-break between ⏑ ⏑ and – ⏑ ⏑: hence the type πτολιπόρθιον.
I have already proposed that the trochaic caesura is a reflex of pher formulas placed at the opening of a pher3d meter, resulting in what I will now call segment X. This explanation of the trochaic caesura will have to be modified in the succeeding discussion, and we may start by asking the obvious question: what is segment y? I submit that this y is by nature a pherd formula minus the first syllable. From the metrical point of view, we could call it an acephalic pherd (= ^pherd). Of course, this hypothesis will have to be reconciled with the functional variant of the trochaic caesura, the penthemimeral caesura:
(To justify my designation of functional variant, let me reiterate: in 99% of the Homeric hexameters, we find either a trochaic caesura or a penthemimeral caesura.) Did Y/y originate from formulas shaped pherd/^pherd?
and
{77|78} which preserve both frames of internal dactylic expansion, are not nearly as frequent as the pattern containing only the bucolic diaeresis,
where only the right frame (R) of pattern 1 and the left frame (L) of pattern 2 survive. The statistical predominance of the bucolic diaeresis, which occurs in about 60% of Homeric hexameters, is due partially to the convergence of R and L. On the other hand, the divergence of R’ and L’, which mark the two divergent ways of expanding pher into pherd, weakens the precedent for observing word-break at either of those two places. In short, the word-break patterns in sector Y of epic hexameter, ⏑ ⏑ – ⏑ ⏑ – ⏑ ⏑ – ⏓, serve to show that it is by origin the locus of pherd formulas, but we must now shift from the standpoint of reconstruction to that of current dynamics in the Homeric composition of verses.
…||περικαλλέᾳβήcετο||δίφρον# (Γ 262)
Nevertheless, within the doubtless lengthy {78|79} prehistory of epic hexameter, sector Y must have evolved a formulaic framework that is more versatile than that of any original pherd formulas. Within the format of Epic, pherd formulas could not exist in their own right, but rather, must have coexisted with partial or complete pher formulas encased at the end of a pher3d meter. There is, however, an observable hierarchy between such pherd and pher formulas, in that the second are subordinate to the first. For example, partial pher formulas shaped – ⏑ ⏑ – ⏑ may shift positions within the framework of a pherd or ^pherd pattern (slots 7-16 or 8-16):
A partial pher formula like πατρίδα γαῖαν, which occurs 62 times in sector A of Homeric hexameter, also occurs 15 times in sector A’’. From Hainsworth’s tables, [47] I cite the following additional examples, with the respective number of Homeric A vs. A’’ occurrences at the right:
δώματα καλά | 8:3 | οὐρανὸν εὐρύν | 7:25 |
ἀγλαὰ δῶρα | 13:7 | αἴθοπα οἶνον | 16:2 |
νόcτιμον ἦμαρ | 7:4 | ἄλκιμον ἦτορ | 2:2 |
ὅρκια πιcτά | 4:7 | δένδρεα μακρά | 1:3 |
The subordination of these partial pher formulas to a larger pherd framework is also made evident {70|80} by an interesting constraint. If a formula shaped – ⏑ ⏑ – ⏑ is to be switched from sector A to sector A’’, it must not consist of a two-syllable word followed by a three-syllable word. Notice that such a combination would violate the pattern of dactylic expansion in a pherd. In terms of a pherd formula within a pher3d meter, dactylic hexameter requires a word-break after slot 11 rather than 10. To rephrase from the standpoint of epic hexameter as it is attested in the Homeric phase, we may say that such a combination would violate Hermann’s Bridge.
From Hainsworth’s tables, [48] I cite the following examples, with the respective number of Homeric a vs. a’’ occurrences at the right:
ξίφοc ὀξύ | 6:4 | φίλον ἦτορ | 32:4 |
χρόα καλόν | 3:5 | μέγα λαῖτμα | 2:3 |
φρεcὶ cῇcι | 3:17 | μέλαν αἷμα | 3:1 |
φρεcὶ ᾗcι | 3:17 | κλέοc ἐcθλόν | 2:4 |
Here too we find a constraint that illustrates the subordination of these partial pher formulas {80|81} to a larger pherd framework. Formulas shaped ⏑ ⏑ || – ⏑ may be shifted from slots 13 14 15 16 (= a) into slots 10 11 12 13 (= a’’), but not into slots 7 8 9 10. Such a shift would violate the pattern of dactylic expansion in a pherd. In terms of a pherd formula within a pher3d meter, dactylic expansion requires a word-break after slot 11 rather than 10. Again, I have expressed this constraint from the standpoint of my reconstruction. From the standpoint of the hexameter as it is attested in the Homeric phase, we may again say instead that such a shift would violate Hermann’s Bridge.
{81|82} It is, then, an oversimplification to say that sector Y consists of pherd formulas. Rather, it consists of formulas that evolved within the framework of a pherd formulaic structure.
Notice that Homeric formulas shaped Y have functional variants shaped y: [49]
y … φόνον καὶ κῆρα μέλαιναν# (Ε 652 = Λ 443)
Y … κραδίη καὶ θυμὸc ἀγήνωρ# (Κ 220, etc.)
y … μένοc καὶ θυμὸc ἀγήνωρ# (Υ 174)
Y … πολέων δ’ ἀπὸ θυμὸν ἕλοιτο# (E 691)
y … πολέων δ’ ἀπὸ θυμὸν ἕλοιτο # (Π 655) {82|83}
Y … ἐμίγη φιλότητι καὶ εὐνῇ# (ψ 219)
y … μίγη φιλότητι καὶ εὐνῇ# (Ζ 25)
Y … προcεφώνεε φαίδιμοc υἱόc# (Φ 152, etc.)
y … προcηύδα φαίδιμοc υἱόc# (Ζ 144, Φ 97).
y … ἑκηβόλοὐ Απόλλωνοc# (Α 14, 373)
Turning to corresponding epithet + name combinations in the nominative singular, however, we find a highly interesting constraint in Homeric diction. Despite numerous instances of epithet + name shaped y, there is a marked absence of variants shaped Y applying to the same person. For example, consider the lack of Y formulas corresponding to the following designations with y formulas:
… ἄναξ ἀνδρῶν ʼΑγαμέμνων# 37 times
… Γερήνιοc ἱππότα Νέcτωρ# 31 times
… βοὴν ἀγαθὸc Μενέλαοc# 20 times
… μέγαc κορυθαίολοc Ἕκτωρ# 12 times
As Parry has noticed, [50] there is a basic difference {83|84} in combinatory behavior between such nominative formulas and any corresponding genitive formulas. The first are normally subjects of preceding verbs, while the second serve as dependents of preceding nouns far more often than as objects of preceding verbs. [51] Parry infers that it may well be the shape of preceding verbs that results in the preponderance of nominatives shaped y over nominatives shaped Y. Let us examine the verbs immediately preceding a formula like πολύτλαc δῖοc ʼΟδυccεύc: μερμήριξε, ἦcθε (2x), ἄκουcε, ἐcάκουcε, καθεῦδε (2x), ἠρᾶτο, γήθηcε (2x), ἐνόηcε, ἀνάειρε (2x), θηεῖτο, ἄρχε (2x), ἐβόηcε, προcέειπε (8x). Parry links such formal evidence with a basic functional feature of Greek Epic. Consisting primarily of narrative, Homeric diction furthers the preponderance of past tense and third person, for which the basic Greek form is -ε. [52] If, the reasoning goes, the verb is to be placed immediately before the nominative epithet + noun combination, then our formula must be shaped ⏑ – ⏔ – ⏔ – ⏓ (= y) to make room for the last syllable of the verb. Presumably, any variant shaped ⏑ ⏑ – ⏔ – ⏔ – ⏓ (= Y) would not be of much use.
followed by such nominative epithet + name combinations as
…||βοὴν ἀγαθὸc Μενέλαοc#
…||ποδάρκηc δῖοc ʼΑχιλλεύc#
…||γέρων ἥρωc ʽΑλιθέρcηc#
…||θεὰ γλαυκῶπιc ʼΑθήνη#
etc.
Contrast the total absence of Homeric formulas shaped
In fact, Homeric diction never features μετέφη before the penthemimeral caesura:
And yet, there is no purely metrical factor that should prevent the occurrence of this verb μετέφη in the sequence ⏑ ⏑ – before the penthemimeral {85|86} caesura. Consider its regular placement in the sequence ⏑ ⏑ – before the hephthemimeral caesura:
τοῖc δὲ δολοφρονέων μετέφῃ || πολύμητιc ʼΟδυccεύc (σ 51, φ 274)
etc.
Even on those rare occasions when a nominative epithet + name combination shaped Y is available, such as
⏑ ⏑ – ⏔ – ⏑ ⏑ – ⏓,
the preceding formula (introducing a speech) eschews μετέφη:
instead of
Nor does it matter that μετέφη is here followed by a vowel. Consider again
Why, then, does sector x fail to end with μετέφη? Since meter does not seem to be a direct factor, perhaps we should look to formulaic behavior for an answer. {86|87}
but there is not a single instance of
In fact, out of the 213 instances of προcέφη in the Iliad and Odyssey, the word occurs 211 times before the hephthemimeral caesura, but only twice before the penthemimeral:
ἔνθα χ’ ὅμωc προcέφη||κεχολωμένοc, ἤ κεν ἐγὼ τόν” (λ 565)
The anomaly of these verses is noticeable not only from the position but also from the usage of προcέφη. Unlike the vast majority of Homeric verses containing προcέφη, these two neither introduce a quotation nor give the nominative epithet + noun for the person who is being quoted. Contrast the following familiar patterns:
#καί μιν φωνήcαc προcέφη||…
#τὸν δ’ ἀπαμειβόμενοc προcέφη||…
…||κορυθαίολοc Ἕκτωρ#
…||πολύμητιc ʼΟδυccεύc#
…||πόδαc ὠκὺc ʼΑχιλλεύc#
etc.
The verb προcέφη can be followed by a subject {87|88} like
but not by
The latter formula, shaped Y, is available as the subject, and yet we never find a Homeric verse shaped
The first part of such a verse, shaped x, is wanting. Furthermore, whenever it happens in the Odyssey that ἱερὸν μένοc ʼΑλκινόοιο serves as subject of the clause, any verb immediately preceding it will originate not from some x formula, but from a modified X formula:
αὐτὰρ ἐπεὶ τό γ’ ἄκουc’||ἱερὸν μένοc ʼΑλκινόοιο” (η 167)
X||y
αὐτὰρ ἐπεὶ τό γ’ ἄκουcε||πολύτλαc δῖοc ʼΟδυccεύc (θ 446)
X||y
αὐτὰρ ἐπεὶ τό γ’ ἄκουcε||Ποcειδάων ἐνοcίχθων (ν 159)
X||y
αὐτὰρ ἐπεὶ τό γ’ ἄκουcε||βοὴν ἀγαθὸc Μενέλαοc (ο 92)
?||Y
τοῖcιν δ’ ἡγεμόνευ’||ἱερὸν μένοc ʼΑλκινόοιο (θ 4, 421)
X||y
τοῖcιν δ’ ἡγεμόνευε||Γερήνιοc ἱππότα Νέcτωρ (γ 386) {88|89}
?||Y
καὶ τὰ μὲν εὖ κατέθηχ’||ἱερὸν μένοc ʼΑλκινόοιο (ν 20)
X||y
καὶ τὰ μὲν εὖ κατέθηκε || λίθον δ’ ἐπέθηκε θύρῃcιν (ν 370)
?||Y
τοῖcι δὲ βοῦν ἱέρευc’||ἱερὸν μένοcʼΑλκινόοιο (ν 24)
X||y
τοῖcι δὲ βοῦν ἱέρευcε||ἄναξ ἀνδρῶν ʼΑγαμέμνων” (Η 314).
In such instances of ?||Y, I infer that there is no inherited formula x which would be available to take the place of X when a subject shaped Y takes the place of y. Furthermore, from our data on the verbs μετέφη and προcέφη, I infer that inherited x formulas resist verbs in final position. Note again the contrast with the X formulas, which regularly accommodate verbs in final position.
before penthemimeral | before hephthemimeral | |
φέρεν ́ἔφερεν | 0 times | 9 times |
ἵμαcεν | 0 times | 5 times |
θῆκεν | 0 times | 7 times |
δῶκεν | 0 times | 4 times |
πόρεν | 0 times | 2 times |
ἄγεν | 0 times | 2 times |
I do not mean to suggest, however, that these verbs cannot end on syllable 6 of our schema for the hexameter:
Such verbs as δῶκεν can and do regularly end on syllable 6, but only if they are followed by a monosyllabic particle:
Technically, the initial part of this verse ends at the trochaic caesura, not the penthemimeral. The τε is syntactically dependent on and inseparable from the δῶκεν, so that the formula ends as … δῶκέν τε. In other words, δῶκεν functions here as part of an X rather than an x formula. What, then, would happen with such a combination at the hephthemimeral caesura? Let us compare the behavior of a verb like λοῦcεν when it ends at slot 6 as opposed to when it ends at slot 9:
… λοῦcεν||καὶ χρῖcεν ἐλαίῳ# (ψ 154, ω 366) {90|91}
The combination λοῦcέν τε καί would have been metrically impossible in the latter instance. If a verb ending at slot 9 is followed by a monosyllabic enclitic, this enclitic in turn must be followed by another enclitic:
… πόρεν δέ οἱ||ἀγλαὸν υἱόν# (Π 185)
… πόρεν δ’ ὅ γε||cήματα λυγρά# (Ζ 168)
… δῶκεν δέ μοι||εὖχοc ʼΑθήνη# (Η 154) [55]
In other words, Hermann’s Bridge is not violated. The central issue, however, remains this: when it ends at slot 6, a verb like λοῦcεν functions as part of an X rather than x formula.
…||βοὴν ἀγαθὸc Μενέλαοc#
…||θεὰ γλαυκῶπιcʼΑθήνη#
etc.
Other such formulas are {91||92}
#ὣc φάτο κώκυcεν δὲ||…
#ὣc φάτο ρʽίγηcεν δὲ||…
In these contexts, we even see two instances where the nominative epithet + name combination is shaped Y rather than y:
ὣc φάτο γήθηcεν δ’||ἱερὸν μένοc ʼΑλκινόοιο” (θ 385)
To accommodate Y, the original X is simply modified, apparently for lack of any inherited formulaic variant of X shaped x. Likewise, among the rare Homeric attestations of -εν||C- at the penthemimeral caesura, the x formula involved may be the result of modification instead of direct inheritance. For example, a line like
seems to be part of a subset which includes the common types
καί μιν φωνήcαc||ἔπεα πτερόεντα προcηύδα (passim)
Accordingly, the pattern ἐφώνηcεν||C- at the penthemimeral caesura cannot serve as counter-example to my argument that verbs in -εν are wanting at the end of inherited x formulas.
as opposed to a multitude of functional equivalents shaped
What I am proposing here is that this Y/y distinction in formulaic behavior is but a symptom of a more basic x/X distinction. To rephrase the problem, we must ask why X may regularly end with a past 3rd singular verb, but not x. Parry’s solution for the Y/y distinction was that the past 3rd singular verbs that immediately precede the main caesura have the shape that requires a trochaic rather than penthemimeral caesura. It becomes obvious from our survey, however, that there are several past 3rd singular verbs that could ideally fit before the penthemimeral caesura and yet shun this very position. I infer that we see here an aspect of the formulaic heritage: formulas shaped x behave differently from those shaped X because they are not inherited variants. Consider such X formulas as
τὸν δ’ αὖτε προcέειπε||…
ὣc φάτο γήθηcεν δὲ||…
ὣc φάτο ρʽίγηcεν δὲ||…
The verbs of these formulas recur in verse-final position as well: {93|94}
… καί μιν προcέειπεν# (Α 441, etc.)
… γήθηcέν τε# (Π 530)
… ρʽίγηcέν τε#” (Π 119)
As I have already argued, [56] such interchange in positions before caesura and before verse-end is a characteristic of partial pher formulas:
What I am now proposing is that X is a repository of partial pher formulas shaped B’ and b, [57] and that it is this capacity that makes such a segment X distinct in formulaic behavior from x. This distinction, I should repeatedly emphasize, implies that X and x were not formulaic variants by origin.
derived from {94|95}
By contrast, y and Y are functional variants both from the standpoint of epic formula, as in
…||ἐμίγη φιλότητι καὶ εὐνῇ# (ψ 219)
and from the standpoint of lyric meter:
derived from
The two types ^pherd and pherd are metrical variants not only in structure but also in usage. Consider the lines of Sappho 111LP: [58]
ὐμήναον·
ἀέρρετε τέκτονεc ἄνδρεc· ⏑ – ⏑ ⏑ – ⏑ ⏑ – ⏓ = ^pherd
ὐμήναον.
γάμβροc ἔρχεται ἴcοc Ἄρευι· – – – ⏑ ⏑ – ⏑ ⏑ – ⏓ = pherd
ἄνδροc μεγάλω πόλυ μέζων. – – ⏑ ⏑ – ⏑ ⏑ – ⏓ = ^pherd
Compare also the Rhodian folk-song known as the Chelidonismos or ‘Swallow Song’ (848P), where ^pher and pher are clearly variants in the first nine lines: {95|96}
καλὰc ὥραc ἄγουcα, – ⏑ – ⏑ ⏑ – ⏓ pher
καλοὺc ἐνιαυτούc, – – ⏑ ⏑ – ⏓ [59] ^pher
ἐπὶ γαcτέρα λευκά, ⏑ ⏑ – ⏑ ⏑ – ⏓ pher
ἐπὶ νῶτα μέλαινα. ⏑ ⏑ – ⏑ ⏑ – ⏓ pher
παλάθαν cὺ προκύκλει ⏑ ⏑ – ⏑ ⏑ – ⏓ pher
ἐκ πίονοc οἴκου – – ⏑ ⏑ – ⏓ ^pher
οἴνου τε δέπαcτρον – – ⏑ ⏑ – ⏓ ^pher
τυροῦ τε κάνυcτρον. – – ⏑ ⏑ – ⏓ ^pher
The type pherd is used line-by-line (= κατὰ cτίχον) in Sappho 110LP, as also ^pherd + – ⏑ – ⏑ – ⏓ in Archilochos (168-171W). [60] In sum, the lyric metrical variation of verses shaped pherd and ^pherd corresponds to the epic formulaic {96|97} variation of segments shaped Y and y.
may then be inserted in place of pherd formulas shaped
From the metrical standpoint, the shape Y’ is a variant of Y. From the formulaic standpoint, however, Y’ may also be a variant of y:
Y’ … Λαερτιάδεω ʼΟδυcῆοc# (12 times)
y … Διὸc νεφεληγερέταο# (6 times)
Y’ … πατρὸc Διὸc αἰγιόχοιο# (3 times)
y … τά οἱ πόρε χάλκεοc Ἄρηc# (Η 146)
y … τά οἱ πόρε δῖα Καλυφώ# (ε 321, 372)
y … ἅ οἱ πόρε παρθένοc ἀδμήc# (ζ 228)
y … ὅ τοι πόρε ΦοῖβοcʼΑπόλλων# (Ο 441)
Y’ … τόν τοι πόρε πότνια μήτηρ# (Ψ 92)
Y’ … τήν οἱ πόρε ΦοῖβοcʼΑπόλλων# (Α 72, Λ 353)
Y’ … τήν οἱ πόρε δῖοc ʼΑχιλλεύc# (Ι 667) {97|98}
y … διῖ ́φιλοc||– ⏑ ⏑ – ⏓# (Κ 49, etc.)
Y’ … δουρίκλυτοc||– ⏑ ⏑ – ⏓# (Ν 210, etc.)
As Parry has noticed, [61] the epithets in the last example are found in complementary distribution. Either epithet can apply to any hero, depending on the space available before the bucolic diaeresis. After a trochaic caesura, use διΐφιλοc; after a penthemimeral, δουρίκλυτοc. We may wish to reinterpret as follows: διΐφιλοc and δουρίκλυτοc are reflexes of epithets that were originally meant to start ^pherd formulas shaped
and
respectively. Also, the word-break pattern within these shapes is simply an indirect reflex of dactylic expansion. Epithets were not inherited to fill gaps between caesura and diaeresis. They were inherited to fill out formulas. In other words, the bucolic diaeresis is motivated by the length of epithets like διΐφιλοc and δουρίκλυτοc, not vice versa.
- Begin with any group of words shaped ⏓ ⏓ – ⏑ ⏑ –; continue with a formula shaped pherd, featuring initial ⏑ ⏑ instead of ⏑ –, – ⏑, – –
- Begin with a pher formula, or at least with a group of words that end with a pher formula; continue with a formula shaped ^pherd, featuring initial ⏑ instead of –
At a later stage of evolution, another alternative develops:
- Begin as in no. 1; continue with a formula shaped ^pherd, featuring initial – instead of ⏑
did indeed originate from an acephalic/hypersyllabic Prosodiakon in distich form. [63] The strict maintenance of isosyllabism in the second part of the distich is a sure sign of archaism. Constraints here against the substitution of one long for two shorts indicate that a verse-ending is involved, not some hypothetically reapplied verse-opening. A less direct but still significant sign of archaism is the intentional practice of rhyming the last syllable before the caesura with the last syllable of the verse. [64] For example, in Theognis 174, 176, 178, 180, 182, there is a whole series of this pattern in the pentameters between the hexameters:
ῥιπτεῖν καὶ πετρέων||Κύρνε κατ’ ἠλιβάτων
οὔθ’ ἕρξαι δύναται||γλῶccα δέ οἱ δέδεται
δίζηcθαι χαλεπῆc||Κύρνε λύcιν πενίηc
ἢ ζώειν χαλεπῇ||τειρόμενον πενίῃ
In fact, such rhyme-patterns exist in one out of every seven Theognidean pentameters. The effect is to accentuate the rhythmical symmetry of the elegiac pentameter vs. the asymmetry of the epic hexameter. [65] Of course, the actual coexistence of {100|101} epic hexameter with elegiac pentameter in the framework of an elegiac couplet favors the incursion of formulas with the shape of a Hemiepes at the start of hexameter verse. To put it another way, the frequency of penthemimeral caesura in hexameter may be due partially to the influence of the obligatory caesura in pentameter.
penthemimeral caesura || ⏑ ⏑ – ⏑ ⏑ – ⏑ ⏑ – ⏓
trochaic caesura || ⏑ – ⏑ ⏑ – ⏑ ⏑ – ⏓
The bucolic diaeresis could also be caused by the placement of complete or partial pher formulas within the framework of a pherd or ^pherd. As for the hephthemimeral caesura, it could be caused by the placement of complete pher formulas, again within the framework of a pherd or ^pherd:
I have yet to reckon with the trithemimeral caesura, the least significant among the major types of word-break:
Even here, it is possible to cite formulaic behavior for precedent. Note the existence of formulas shaped pher2d: {101|102}
vs. formulas shaped pherd:
Admittedly, the shape of such a formula is pher2d from the standpoint of meter only. As we apply it to hexameter, the 2d of the symbol pher2d cannot uniformly designate two words shaped – ⏑ ⏑ any more than the d of pherd automatically designates one word shaped – ⏑ ⏑. It seems fitting to close this chapter by stressing this point once more. The principle of dactylic insertion in Pherecratics can be described as a phraseological phenomenon only on the diachronic level. So much for origins. On the synchronic level, as we observe the operative mechanics of attested Greek epic versification, dactylic insertion is a metrical phenomenon which is merely accommodated by the inherited phraseology. A formula like
represents simply the internal metrical lengthening of a formula like
Footnotes